NASD
Filed: November 25, 1988
ASSOCIATION SERVICES, NAMELY REGULATING THE SECURITIES AND INVESTMENT INDUSTRIES
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 73765639
PROCTOR
Filed: October 10, 1990
computer programs for training, testing, and certification of professional and employment skills and abilities
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 74104527
PROCTOR
Filed: October 10, 1990
training, educational testing and certification of professional and employment skills and abilities
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 74104528
PROCTOR
Filed: January 22, 1992
computer and facilities manuals for training, testing and certification of professional and employment skills and abilities…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 74801329
PROCTOR
Filed: January 22, 1992
booklets, pamphlets and brochures for training, testing and certification of professional and employment skills and abilities…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 74802572
CRD
Filed: November 24, 1999
Computer software to access a global computer network containing employment and disciplinary information of professionals…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. and NORTH AMERICAN SECURITIES ADMINISTRATION ASSOC., INC.
Serial Number: 75856925
TRF
Filed: October 13, 2006
Financial analysis services, namely, disseminating, sharing, confirming, and reconciling information regarding financial…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77020756
TRADE REPORTING FACILITY
Filed: October 13, 2006
Providing a database of securities markets information in the field of equities transactions for dissemination to global…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77020780
Image Trademark
Providing software development services for databases of information in the field of securities regulation, markets, compliance…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77167672
FINRA
Filed: July 10, 2007
Tote bags and umbrellas
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77226436
FINRA
Filed: July 10, 2007
Providing software development services for databases of information in the field of securities regulation, markets, compliance…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77226437
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
Computer software containing accessible databases and computer software used to access online databases, both pertaining…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77226439
FINRA INVESTOR EDUCATION FOUNDATION
Filed: July 31, 2007
Providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77243637
TRF
Filed: October 27, 2008
Providing temporary use of non-downloadable computer software interfaces for capturing, reconciling and disseminating transactions…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77601453
FINRA
Filed: July 10, 2007
Computer software containing accessible databases and computer software used to access online databases, both pertaining…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77976554
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
Filed: July 10, 2007
Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77976559
Image Trademark
Filed: April 27, 2007
Computer software containing accessible databases and computer software used to access online databases, both pertaining…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 77976591
NASD INVESTOR EDUCATION FOUNDATION
Providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 78424091
NASD INVESTOR EDUCATION FOUNDATION
Providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 78424094
ADF
Providing information regarding equities and securities trades; providing an on-line computer database with information…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 78697688
BROKERCHECK
Providing an on-line computer database with information regarding the professional background, business practices and conduct…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 78851554
NNQS
On-line retail store services featuring market and trading data reports, company directories and company profiles
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 85512210
NON-NMS QUOTATION SERVICE
On-line retail store services featuring market and trading data reports, company directories and company profiles
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 85512218
QCF
On-line retail store services featuring market and trading data reports, company directories and company profiles
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 85512221
QUOTATION CONSOLIDATION FACILITY
On-line retail store services featuring market and trading data reports, company directories and company profiles
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 85512222
OTC REPORTING FACILITY
Financial services, namely, providing an online web site with quotation and transaction information for over the counter…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 85513405
ORF
Financial services, namely, providing an online web site with quotation and transaction information for over the counter…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 85513409
FINRA BUSINESS CONDUCT ROUNDTABLE
Filed: February 12, 2015
Arranging and conducting business conferences
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 86533610
HELPS
Filed: April 15, 2015
Financial consulting services, namely, advising retirees and senior investors on brokerage accounts and investments; Providing…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 86598235
FINRA SECURITIES HELPLINE FOR SENIORS
Filed: April 15, 2015
Financial consulting services, namely, advising retirees and senior investors on brokerage accounts and investments; Providing…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 86598445
BROKERCHECK
Filed: April 23, 2015
Providing an on-line computer database with information regarding business practices and conduct, namely, regulatory compliance…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 86607969
FINRA CE ONLINE SYSTEM
Filed: June 10, 2015
Continuing education services, namely, providing on-line continuing professional education programs in the field of securities…
Owned by: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Serial Number: 86657682
