FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY - Trademark Details
Status: 710 - Cancelled - Section 8
Serial Number
77976559
Registration Number
3607496
Word Mark
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
Status
710 - Cancelled - Section 8
Status Date
2019-11-30
Filing Date
2007-07-10
Registration Number
3607496
Registration Date
2009-04-14
Mark Drawing
4000 - Standard character mark
Typeset
Published for Opposition Date
2008-04-22
Attorney Name
Law Office Assigned Location Code
L70
Employee Name
LUKEN, BONNIE
Statements
Disclaimer with Predetermined Text
"FINANCIAL INDUSTRY REGULATORY AUTHORITY"
Goods and Services
Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads
Goods and Services
Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional
Goods and Services
Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals
Goods and Services
Arbitration, mediation and dispute resolution services
Classification Information
International Class
016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); playing cards; printers' type; printing blocks. - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); playing cards; printers' type; printing blocks.
US Class Codes
002, 005, 022, 023, 029, 037, 038, 050
Class Status Code
2 - Sec. 8 - Entire Registration
Class Status Date
2019-11-30
Primary Code
016
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
035 - Advertising; business management; business administration; office functions. - Advertising; business management; business administration; office functions.
US Class Codes
100, 101, 102
Class Status Code
2 - Sec. 8 - Entire Registration
Class Status Date
2019-11-30
Primary Code
035
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
041 - Education; providing of training; entertainment; sporting and cultural activities. - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes
100, 101, 107
Class Status Code
2 - Sec. 8 - Entire Registration
Class Status Date
2019-11-30
Primary Code
041
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
045 - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals. - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals.
US Class Codes
100, 101
Class Status Code
2 - Sec. 8 - Entire Registration
Class Status Date
2019-11-30
Primary Code
045
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
Correspondences
Name
FINANCIAL INDUSTRY REGULATORY AUTHORITY,
Address
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Prior Registrations
| Relationship Type | Reel Number |
| Continuity Parent | 77226439 |
Trademark Events
| Event Date | Event Description |
| 2007-07-13 | NEW APPLICATION ENTERED IN TRAM |
| 2007-07-19 | ASSIGNED TO EXAMINER |
| 2007-07-19 | ASSIGNED TO EXAMINER |
| 2007-08-02 | PRIORITY ACTION WRITTEN |
| 2007-08-02 | PRIORITY ACTION E-MAILED |
| 2007-08-02 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| 2007-08-29 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| 2008-01-28 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 2008-01-28 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 2008-01-28 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 2008-02-27 | EXAMINERS AMENDMENT -WRITTEN |
| 2008-02-27 | EXAMINERS AMENDMENT E-MAILED |
| 2008-02-27 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| 2008-02-27 | EXAMINER'S AMENDMENT ENTERED |
| 2008-02-27 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| 2008-03-17 | ASSIGNED TO LIE |
| 2008-03-17 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| 2008-04-02 | NOTICE OF PUBLICATION |
| 2008-04-22 | PUBLISHED FOR OPPOSITION |
| 2008-07-15 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| 2009-01-13 | TEAS STATEMENT OF USE RECEIVED |
| 2009-01-30 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| 2009-01-13 | TEAS REQUEST TO DIVIDE RECEIVED |
| 2009-01-13 | DIVISIONAL REQUEST RECEIVED |
| 2009-02-04 | DIVISIONAL PROCESSING COMPLETE |
| 2009-01-13 | USE AMENDMENT FILED |
| 2009-02-04 | STATEMENT OF USE PROCESSING COMPLETE |
| 2009-03-12 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| 2009-03-12 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| 2009-04-14 | REGISTERED-PRINCIPAL REGISTER |
| 2014-01-29 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 2014-01-29 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 2015-04-15 | TEAS SECTION 8 & 15 RECEIVED |
| 2015-04-28 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 2015-04-28 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 2015-04-28 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| 2017-01-17 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 2017-01-17 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 2018-04-14 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 2019-04-24 | TEAS SECTION 8 & 9 RECEIVED |
| 2019-04-24 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 2019-05-27 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 2019-05-28 | POST REGISTRATION ACTION MAILED - SEC. 8 & 9 |
| 2019-11-30 | CANCELLED SEC. 8 (10-YR) |
| 2019-12-03 | NOTICE OF CANCELLATION SEC. 8 EMAILED |
| 2019-12-19 | TEAS PETITION TO DIRECTOR RECEIVED |
| 2020-03-18 | ASSIGNED TO PETITION STAFF |
| 2020-03-30 | PETITION INQUIRY LETTER ISSUED |
| 2020-06-09 | PETITION TO DIRECTOR DENIED |
