FOR COMPLIANCE BY COMPLIANCE
Filed: June 13, 2013
association services, namely, promoting the interests of securities compliance professionals
Owned by: The National Society of Compliance Professionals
Serial Number: 85958554
NSCP CURRENTS
Filed: June 13, 2013
Downloadable electronic newsletters in the field of securities compliance
Owned by: The National Society of Compliance Professionals
Serial Number: 85958573
ECT
Filed: June 20, 2013
Educational services, namely, conducting online classes and seminars in the field of securities compliance and distribution…
Owned by: The National Society of Compliance Professionals
Serial Number: 85964953
CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL
Filed: March 6, 2018
Securities compliance review of best practices, rules and regulations and industry standards of broker-dealers and investment…
Owned by: The National Society of Compliance Professionals
Serial Number: 87821616
