CUSTOM PORTFOLIO PLANNING
Filed: April 4, 1996
computer software for providing financial analysis and user manuals distributed therewith, namely computer software for…
Owned by: RBC DAIN RAUSCHER INC.
Serial Number: 75083640
CUSTOM PORTFOLIO PLANNING
Filed: April 4, 1996
financial services, namely analyzing investors characteristics such as risk tolerance and financial goals and objectives…
Owned by: RBC DAIN RAUSCHER INC.
Serial Number: 75083645
INVESTMENT ACCESS
Filed: April 4, 1996
financial services, namely, cash management account services provided in connection with a brokerage account, including…
Owned by: RBC DAIN RAUSCHER INC.
Serial Number: 75083918
FUND SERVICE GATEWAY
Filed: January 22, 1997
financial services, namely, mutual fund investment consulting services
Owned by: RBC DAIN RAUSCHER INC.
Serial Number: 75229694
NATIONAL IN SCOPE, REGIONAL IN SPIRIT
financial services, namely, investment brokerage, investment advisory, investment management, financial consulting, and…
Owned by: RBC DAIN RAUSCHER INC.
Serial Number: 76409109
NATIONAL IN SCOPE REGIONAL IN SPIRIT
financial services, namely, investment brokerage, investment advisory, investment management, financial consulting, and…
Owned by: RBC DAIN RAUSCHER INC.
Serial Number: 76409122
ACCESS CREDIT
FINANCIAL SERVICES, NAMELY CASH MANAGEMENT THROUGH INVESTMENT FUND TRANSFER AND TRANSACTION SERVICES INCLUDING MARGIN ACCOUNTS…
Owned by: RBC DAIN RAUSCHER INC.
Serial Number: 76436672
INVESTMENT ACCESS
Financial services, namely, cash management account services provided in connection with a brokerage account, including…
Owned by: RBC DAIN RAUSCHER INC.
Serial Number: 76463597
PORTFOLIO FOCUS SELECT
FINANCIAL SERVICES, NAMELY, INVESTMENT BROKERAGE ACCOUNT SERVICES
Owned by: RBC DAIN RAUSCHER INC.
Serial Number: 76518374
FC WEBLINK
PROVIDING TEMPORARY USE OF ON-LINE NON-DOWNLOADABLE WEB-BASED SOFTWARE THAT PERMITS REGISTERED SECURITIES REPRESENTATIVES…
Owned by: RBC DAIN RAUSCHER INC.
Serial Number: 76566561
