NUVEEN
Filed: July 28, 1998
financial investment and underwriting services in the field of stocks, bonds and securities
Owned by: Nuveen Investments, Inc.
Serial Number: 75526820
SMARTER WAYS TO BE CONSERVATIVE
financial investment and underwriting services in the field of stocks, bonds, securities and asset management
Owned by: Nuveen Investments, Inc.
Serial Number: 76522174
PERSONALPLAN
financial investment services in the field of mutual funds
Owned by: Nuveen Investments, Inc.
Serial Number: 77121311
CLOSE THE INCOME GAP
financial services, namely, investment management services
Owned by: Nuveen Investments, Inc.
Serial Number: 77213229
CLOSE YOUR INCOME GAP
Financial services, namely, investment management services
Owned by: NUVEEN INVESTMENTS, INC.
Serial Number: 77213553
TRADEWINDS
investment advisory and investment portfolio management services
Owned by: Nuveen Investments, Inc.
Serial Number: 77512599
ECOLOGIC
Financial investment and underwriting services in the field of stocks, bonds, and securities
Owned by: NUVEEN INVESTMENTS, INC.
Serial Number: 77570845
NWQ
investment advisory and financial portfolio management services
Owned by: Nuveen Investments, Inc.
Serial Number: 77609816
INTELLIGENT RISK PORTFOLIOS
Filed: April 7, 2009
financial investment and underwriting services in the field of stocks, bonds, and securities
Owned by: Nuveen Investments, Inc.
Serial Number: 77708523
FUNDPREFERRED
Securities broker-dealer services in the field of preferred stock
Owned by: Nuveen Investments, Inc.
Serial Number: 78343007
NEW FRONTIERS
periodical newsletter in the field of business and financial account management
Owned by: Nuveen Investments, Inc.
Serial Number: 78645911
Image Trademark
investment advisory and financial portfolio management services
Owned by: Nuveen Investments, Inc.
Serial Number: 78825374
333 ADVISORS
investment advisory and financial portfolio management services
Owned by: Nuveen Investments, Inc.
Serial Number: 78969684
NUVEEN
Filed: April 25, 2017
Distribution of advertising, marketing and promotional materials of others and promotional services relating to the sale…
Owned by: Nuveen Investments, Inc.
Serial Number: 79217920
N
Filed: November 19, 2010
Financial investment and underwriting services in the field of stocks, bonds and securities
Owned by: Nuveen Investments, Inc.
Serial Number: 85181023
SANTA BARBARA
Filed: November 18, 2011
Investment advisory and investment portfolio management services
Owned by: Nuveen Investments, Inc.
Serial Number: 85476796
SYMPHONY
Filed: November 21, 2011
Investment advisory and investment portfolio management services
Owned by: Nuveen Investments, Inc.
Serial Number: 85477552
401(K)OLLEGE
Educational services, namely, conducting training, conferences, seminars and workshops in the fields of financial planning…
Owned by: NUVEEN INVESTMENTS, INC.
Serial Number: 85504321
COME TO EXPECT MORE
Financial services, namely financial investment and underwriting services in the field of stocks, bonds, mutual funds and…
Owned by: Nuveen Investments, Inc.
Serial Number: 85643222
SEVEN SAVVY SECRETS OF FINANCIAL HEALTH
Education services, namely, providing classes, seminars, and workshops in the fields of financial planning and wealth management…
Owned by: Nuveen Investments, Inc.
Serial Number: 85672067
MUNIPREFERRED
Securities broker-dealer services in the field of preferred stock issued by tax-exempt bond funds
Owned by: Nuveen Investments, Inc.
Serial Number: 85740412
INCOME INSTITUTE
Filed: March 12, 2013
Providing information and analysis in the field of investing
Owned by: Nuveen Investments, Inc.
Serial Number: 85873918
Image Trademark
Filed: May 27, 2014
Investment advisory services; Investment management
Owned by: Nuveen Investments, Inc.
Serial Number: 86292606
SMARTSHARES
Investment management including management of collective investment vehicles
Owned by: Nuveen Investments, Inc.
Serial Number: 86464275
CLOSE THE INCOME GAP
Filed: December 2, 2014
Investment management
Owned by: Nuveen Investments, Inc.
Serial Number: 86468595
RESULTS-DRIVEN INVESTING
Filed: May 15, 2015
Investment advisory services; Investment management
Owned by: Nuveen Investments, Inc.
Serial Number: 86631617
RDI
Filed: May 15, 2015
Investment advisory services; Investment management
Owned by: Nuveen Investments, Inc.
Serial Number: 86631624
FUNDPREFERRED
Investment management including management of collective investment vehicles; and security brokerage services
Owned by: Nuveen Investments, Inc.
Serial Number: 86695675
BENJAMIN GRAHAM
Investment management services; investment advisory services; structuring, management, sale, distribution and administration…
Owned by: Nuveen Investments, Inc.
Serial Number: 86862145
NFINITYSHARES
Investment management services; investment advisory services; financial services and financial product services in the nature…
Owned by: Nuveen Investments, Inc.
Serial Number: 86862148
NFINITY
Investment management services; investment advisory services; structuring, management, sale, distribution and administration…
Owned by: Nuveen Investments, Inc.
Serial Number: 86862153
NUSHARES
Filed: December 30, 2015
Investment management services; investment advisory services; financial services and financial product services in the nature…
Owned by: Nuveen Investments, Inc.
Serial Number: 86862162
INFINITYSHARES
Investment management services; investment advisory services; financial services and financial product services in the nature…
Owned by: Nuveen Investments, Inc.
Serial Number: 86894897
MUNIPREFERRED
Securities broker-dealer services in the field of stock issued by tax-exempt bond funds
Owned by: Nuveen Investments, Inc.
Serial Number: 87019640
BAYCITY
Filed: August 4, 2016
Investment advisory and investment portfolio management services
Owned by: Nuveen Investments, Inc.
Serial Number: 87126953
CALIFORNIA STREET
Filed: August 16, 2016
Investment advisory and investment portfolio management services; investment management, namely, structuring and acting…
Owned by: Nuveen Investments, Inc.
Serial Number: 87140079
FUNDPREFERRED
Investment management including management of collective investment vehicles; and security brokerage services
Owned by: Nuveen Investments, Inc.
Serial Number: 87172876
ECOLOGIC
Financial investment and underwriting services in the field of stocks, bonds, and securities
Owned by: Nuveen Investments, Inc.
Serial Number: 87196689
INVESTING BY EXAMPLE
Filed: May 25, 2018
Financial investment and underwriting services in the field of stocks, bonds and securities; financial and investment management…
Owned by: Nuveen Investments, Inc.
Serial Number: 87936833
THE ECONOMICS OF OPTIMISM
Filed: July 19, 2018
Distribution of advertising, marketing and promotional materials of others and sales promotion services relating to the…
Owned by: Nuveen Investments, Inc.
Serial Number: 88045201
