AMERICAN LEGACY
Filed: December 4, 1987
VARIABLE ANNUITY UNDERWRITING SERVICES
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 73698909
AMERICAN LEGACY II
Filed: October 20, 1989
VARIABLE ANNUITY UNDERWRITING SERVICES
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 73832743
A PORTFOLIO FOR EVERY INVESTOR
Filed: May 3, 1996
mutual fund investment services
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 75098648
AMERICAN LEGACY III
Filed: March 24, 1997
mutual fund investment services
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 75261810
AMERICAN FUNDS INSURANCE SERIES
Filed: May 3, 1999
Mutual Fund Investment Services
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 75696848
PLANPREMIER
Filed: June 11, 2001
Financial services, namely, record keeping and administration of benefit, pension and retirement plans; and mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 76269933
AMERICAN FUNDS
Filed: July 6, 2001
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 76280624
AMERICAN FUNDS TARGET DATE RETIREMENT SERIES
Filed: January 11, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77080850
AMERICAN FUNDS 2050 TARGET DATE RETIREMENT FUND
Filed: January 23, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77088869
AMERICAN FUNDS 2045 TARGET DATE RETIREMENT FUND
Filed: January 23, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77088890
AMERICAN FUNDS 2040 TARGET DATE RETIREMENT FUND
Filed: January 23, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77088913
AMERICAN FUNDS 2010 TARGET DATE RETIREMENT FUND
Filed: January 23, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77089162
AMERICAN FUNDS 2035 TARGET DATE RETIREMENT FUND
Filed: January 23, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77089182
AMERICAN FUNDS 2015 TARGET DATE RETIREMENT FUND
Filed: January 23, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77089385
AMERICAN FUNDS 2020 TARGET DATE RETIREMENT FUND
Filed: January 24, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77090030
AMERICAN FUNDS 2025 TARGET DATE RETIREMENT FUND
Filed: January 24, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77090092
AMERICAN FUNDS 2030 TARGET DATE RETIREMENT FUND
Filed: January 24, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77090142
AMERICAN FUNDS DISTRIBUTORS
Filed: July 26, 2007
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77239209
AMERICAN FUNDS SERVICE COMPANY
Filed: July 26, 2007
Mutual fund investment investor recordkeeping; shareholder recordkeeping services in connection with employee benefit, pension…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77239352
PLANPREMIER TPA
Filed: July 11, 2008
Mutual fund investment investor recordkeeping; Shareholder recordkeeping services in connection with employee benefit, pension…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77520530
AMERICAN FUNDS RETIREMENT ROADMAP
Filed: April 27, 2009
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77722971
AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND
Filed: August 10, 2009
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77800716
AMERICAN FUNDS 2055 TARGET DATE RETIREMENT FUND
Filed: February 1, 2010
Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 77924862
AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK
Filed: May 21, 2010
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85045518
AMERICAN FUNDS MORTGAGE FUND
Filed: February 10, 2011
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85239398
AMERICAN FUNDS FUNDAMENTAL INVESTORS
Filed: February 11, 2011
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85240274
OBJECTIVE-BASED PORTFOLIO PLANNER
Filed: December 14, 2011
Providing temporary use of on-line non-downloadable software development tools for use in financial analysis in the fields…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85495145
PORTFOLIO ANALYZER
Filed: December 14, 2011
Providing temporary use of on-line non-downloadable software development tools for use in financial analysis in the fields…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85495176
OBJECTIVE-BASED PORTFOLIO PLANNER
Filed: December 14, 2011
Providing on-line financial calculators
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85495184
TIME-BASED PORTFOLIO PLANNER
Filed: December 14, 2011
Providing temporary use of on-line non-downloadable software development tools for use in financial analysis in the fields…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85495220
PORTFOLIO ANALYZER
Filed: December 14, 2011
Providing on-line financial calculators
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85495221
TIME-BASED PORTFOLIO PLANNER
Filed: December 14, 2011
Providing on-line financial calculators
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85495239
AMERICAN FUNDS COLLEGE TARGET DATE SERIES
Filed: May 22, 2012
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85632220
AMERICAN FUNDS COLLEGE 2024 FUND
Filed: May 22, 2012
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85632308
AMERICAN FUNDS COLLEGE 2027 FUND
Filed: May 22, 2012
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85632315
AMERICAN FUNDS COLLEGE 2030 FUND
Filed: May 22, 2012
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85632325
AMERICAN FUNDS INFLATION LINKED BOND FUND
Filed: October 4, 2012
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85745724
FUNDAMENTAL INVESTORS
Filed: November 19, 2012
Financial services, namely, financial analysis, evaluation and consultation; [investment management and advice; mutual fund…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 85783176
AMERICAN FUNDS COLLEGE ENROLLMENT FUND
Filed: December 11, 2013
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 86140756
AMERICAN FUNDS COLLEGE 2033 FUND
Filed: December 11, 2015
[ Financial services, namely, financial analysis, evaluation and consultation; ] investment management and advice; mutual…
Owned by: CAPITAL CLIENT GROUP, INC.
Serial Number: 86846531
