FINRA CAT - Trademark Details
Status: 700 - Registered
Serial Number
88351274
Registration Number
6262460
Word Mark
FINRA CAT
Status
700 - Registered
Status Date
2021-02-02
Filing Date
2019-03-21
Registration Number
6262460
Registration Date
2021-02-02
Mark Drawing
4000 - Standard character mark
Typeset
Published for Opposition Date
2020-01-14
Attorney Name
Law Office Assigned Location Code
M80
Employee Name
MAI, TINA HSIN
Statements
Disclaimer with Predetermined Text
"CAT"
Goods and Services
Computer software containing and providing access to online databases pertaining to securities transactions; computer software for tracking, maintaining, processing, logging and storing data; computer software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; software for archiving and retrieving data
Goods and Services
Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities
Goods and Services
Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry
Goods and Services
Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data in connection therewith
Goods and Services
Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data
Goods and Services
Providing information relating to regulatory compliance in the financial securities industry
Pseudo Mark
FINANCIAL INDUSTRY REGULATORY AUTHORITY CONSOLIDATED AUDIT TRAIL
Classification Information
International Class
035 - Advertising; business management; business administration; office functions. - Advertising; business management; business administration; office functions.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2019-04-09
Primary Code
035
First Use Anywhere Date
2019-04-24
First Use In Commerce Date
2019-04-24
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2019-04-09
Primary Code
036
First Use Anywhere Date
2019-04-24
First Use In Commerce Date
2019-04-24
International Class
041 - Education; providing of training; entertainment; sporting and cultural activities. - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes
100, 101, 107
Class Status Code
6 - Active
Class Status Date
2019-04-09
Primary Code
041
First Use Anywhere Date
2019-04-24
First Use In Commerce Date
2019-04-24
International Class
042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services. - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2019-04-09
Primary Code
042
First Use Anywhere Date
2019-04-24
First Use In Commerce Date
2019-04-24
International Class
045 - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals. - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2019-12-04
Primary Code
045
First Use Anywhere Date
2019-04-24
First Use In Commerce Date
2019-04-24
Current Trademark Owners
Party Type
30 - Original Registrant
Legal Entity Type
99 - Other (non-profit corporation).
Address
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Trademark Owner History
Party Type
30 - Original Registrant
Legal Entity Type
99 - Other (non-profit corporation).
Address
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Party Type
20 - Owner at Publication
Legal Entity Type
99 - Other (non-profit corporation).
Address
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Party Type
10 - Original Applicant
Legal Entity Type
99 - Other (non-profit corporation).
Address
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Correspondences
Name
Brandon P. Leahy
Address
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Trademark Events
| Event Date | Event Description |
| 2019-03-25 | NEW APPLICATION ENTERED IN TRAM |
| 2019-04-09 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| 2019-05-31 | ASSIGNED TO EXAMINER |
| 2019-06-09 | PRIORITY ACTION WRITTEN |
| 2019-06-09 | PRIORITY ACTION E-MAILED |
| 2019-06-09 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| 2019-12-03 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 2019-12-03 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 2019-12-04 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 2019-12-06 | EXAMINERS AMENDMENT -WRITTEN |
| 2019-12-06 | EXAMINERS AMENDMENT E-MAILED |
| 2019-12-06 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| 2019-12-06 | EXAMINER'S AMENDMENT ENTERED |
| 2019-12-06 | EXAMINERS AMENDMENT -WRITTEN |
| 2019-12-06 | EXAMINERS AMENDMENT E-MAILED |
| 2019-12-06 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| 2019-12-06 | EXAMINER'S AMENDMENT ENTERED |
| 2019-12-06 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| 2019-12-09 | ASSIGNED TO LIE |
| 2019-12-25 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| 2020-01-14 | PUBLISHED FOR OPPOSITION |
| 2020-01-14 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| 2020-03-10 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| 2020-06-10 | TEAS STATEMENT OF USE RECEIVED |
| 2020-06-10 | TEAS EXTENSION RECEIVED |
| 2020-06-25 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| 2020-06-10 | EXTENSION 1 FILED |
| 2020-06-25 | EXTENSION 1 GRANTED |
| 2020-06-10 | USE AMENDMENT FILED |
| 2020-06-25 | STATEMENT OF USE PROCESSING COMPLETE |
| 2020-06-26 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| 2020-07-03 | SU - NON-FINAL ACTION - WRITTEN |
| 2020-07-03 | NON-FINAL ACTION E-MAILED |
| 2020-07-03 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| 2020-07-03 | SU - NON-FINAL ACTION - WRITTEN |
| 2020-07-03 | NON-FINAL ACTION E-MAILED |
| 2020-07-03 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| 2020-12-29 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 2020-12-29 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 2020-12-29 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 2020-12-30 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| 2020-12-31 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| 2021-02-02 | REGISTERED-PRINCIPAL REGISTER |
