BUFFER ETF - Trademark Details
Status: 760 - Ex Parte Appeal Pending
Image for trademark with serial number 88307931
Serial Number
88307931
Word Mark
BUFFER ETF
Status
760 - Ex Parte Appeal Pending
Status Date
2021-12-10
Filing Date
2019-02-20
Mark Drawing
4000 - Standard character mark Typeset
Attorney Name
Karen S. Hwang, Esq.
Law Office Assigned Location Code
M50
Employee Name
SULLIVAN, JOHN C
Statements
Disclaimer with Predetermined Text
"ETF"
Goods and Services
Broker-dealer financial services in the field of exchange traded funds (ETFs), exchange listed securities and portfolios; Financial advice and consultancy services; Financial advisory and consultancy services in the fields of exchange traded funds (ETFs), exchange listed securities and portfolios; Financial asset management; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial research; Investment services, namely, asset acquisition, consultation, development and management services; Providing financial assessment services to investors of exchange traded funds (ETFs), exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial consultation services to investors of exchange traded funds (ETFs), exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial information services to investors of exchange traded funds (ETFs), exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Strategic financial advisory services
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2019-05-02
Primary Code
036
First Use Anywhere Date
2018-08-28
First Use In Commerce Date
2018-08-28
Current Trademark Owners
Party Name
Innovator Capital Management, LLC
Party Type
10 - Original Applicant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Correspondences
Name
Karen S. Hwang, Esq.
Address
Please log in with your Justia account to see this address.
Trademark Events
Event DateEvent Description
2019-02-23NEW APPLICATION ENTERED IN TRAM
2019-03-12NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2019-05-01ASSIGNED TO EXAMINER
2019-05-02REMOVED FROM TEAS PLUS
2019-05-02NON-FINAL ACTION WRITTEN
2019-05-02NON-FINAL ACTION E-MAILED
2019-05-02NOTIFICATION OF NON-FINAL ACTION E-MAILED
2019-11-04TEAS RESPONSE TO OFFICE ACTION RECEIVED
2019-11-04CORRESPONDENCE RECEIVED IN LAW OFFICE
2019-11-05TEAS/EMAIL CORRESPONDENCE ENTERED
2019-11-12FINAL REFUSAL WRITTEN
2019-11-12FINAL REFUSAL E-MAILED
2019-11-12NOTIFICATION OF FINAL REFUSAL EMAILED
2020-06-01EXPARTE APPEAL RECEIVED AT TTAB
2020-06-01JURISDICTION RESTORED TO EXAMINING ATTORNEY
2020-06-01EX PARTE APPEAL-INSTITUTED
2020-06-01TEAS REQUEST FOR RECONSIDERATION RECEIVED
2020-06-01TEAS REQUEST FOR RECONSIDERATION RECEIVED
2020-06-08NON-FINAL ACTION WRITTEN
2020-06-08NON-FINAL ACTION E-MAILED
2020-06-08NOTIFICATION OF NON-FINAL ACTION E-MAILED
2020-08-15LETTER OF PROTEST EVIDENCE FORWARDED
2020-08-17LETTER OF PROTEST EVIDENCE REVIEWED-NO FURTHER ACTION TAKEN
2020-12-08TEAS RESPONSE TO OFFICE ACTION RECEIVED
2020-12-08CORRESPONDENCE RECEIVED IN LAW OFFICE
2020-12-09TEAS/EMAIL CORRESPONDENCE ENTERED
2020-12-28NON-FINAL ACTION WRITTEN
2020-12-28NON-FINAL ACTION E-MAILED
2020-12-28NOTIFICATION OF NON-FINAL ACTION E-MAILED
2021-06-28TEAS RESPONSE TO OFFICE ACTION RECEIVED
2021-06-28CORRESPONDENCE RECEIVED IN LAW OFFICE
2021-06-29TEAS/EMAIL CORRESPONDENCE ENTERED
2021-07-19SUBSEQUENT FINAL REFUSAL WRITTEN
2021-07-19SUBSEQUENT FINAL EMAILED
2021-07-19NOTIFICATION OF SUBSEQUENT FINAL EMAILED
2021-10-13JURISDICTION RESTORED TO EXAMINING ATTORNEY
2021-12-03EXAMINERS STATEMENT - COMPLETED
2021-12-03EXAMINERS STATEMENT E-MAILED
2021-12-03NOTIFICATION OF EXAMINERS STATEMENT E-MAILED