ADVANCED REGULATORY COMPLIANCE LLC - Trademark Details
Status: 702 - Section 8 & 15-Accepted And Acknowledged
Image for trademark with serial number 86784752
Serial Number
86784752
Registration Number
4987449
Word Mark
ADVANCED REGULATORY COMPLIANCE LLC
Status
702 - Section 8 & 15-Accepted And Acknowledged
Status Date
2022-01-14
Filing Date
2015-10-12
Registration Number
4987449
Registration Date
2016-06-28
Mark Drawing
4000 - Standard character mark Typeset
Published for Opposition Date
2016-04-12
Attorney Name
Erik M. Pelton
Law Office Assigned Location Code
M60
Employee Name
EINSTEIN, MATTHEW T
Statements
Amendment to a Registration/Renewal Certificate
In the statement, Column 2, line 13, "INC". is deleted, and LLC is inserted. The drawing is amended to appear as follows: ADVANCED REGULATORY COMPLIANCE LLC
Disclaimer with Predetermined Text
"REGULATORY COMPLIANCE LLC"
Goods and Services
providing regulatory, compliance and legal consulting to investment advisers; regulatory compliance consulting and reviewing standards and practices to assure compliance with financial laws and regulations for financial services firms and their representatives
Classification Information
International Class
045 - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals. - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2015-10-15
Primary Code
045
First Use Anywhere Date
2006-01-00
First Use In Commerce Date
2006-01-00
Current Trademark Owners
Party Name
ADVANCED REGULATORY COMPLIANCE, LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Trademark Owner History
Party Name
ADVANCED REGULATORY COMPLIANCE, LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
ADVANCED REGULATORY COMPLIANCE, INC.
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Party Name
ADVANCED REGULATORY COMPLIANCE, INC.
Party Type
20 - Owner at Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
ADVANCED REGULATORY COMPLIANCE, INC.
Party Type
10 - Original Applicant
Legal Entity Type
03 - Corporation
Address
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Correspondences
Name
Erik M. Pelton
Address
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Trademark Events
Event DateEvent Description
2015-10-15NEW APPLICATION ENTERED IN TRAM
2015-10-15NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2016-02-02ASSIGNED TO EXAMINER
2016-02-05EXAMINERS AMENDMENT -WRITTEN
2016-02-05EXAMINERS AMENDMENT E-MAILED
2016-02-05NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
2016-02-05EXAMINER'S AMENDMENT ENTERED
2016-02-05APPROVED FOR PUB - PRINCIPAL REGISTER
2016-03-23NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
2016-04-12PUBLISHED FOR OPPOSITION
2016-04-12OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
2016-06-28REGISTERED-PRINCIPAL REGISTER
2019-06-26AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
2020-02-03TEAS SECTION 7 REQUEST RECEIVED
2020-03-12CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2020-03-14AMENDMENT UNDER SECTION 7 ¿ PROCESSED
2020-04-17OTQR WITHDRAWAL FROM PUBLICATION
2021-03-09CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2021-03-09POST REGISTRATION ACTION MAILED - SEC. 7
2021-03-11TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
2021-03-12AMENDMENT UNDER SECTION 7 ¿ PROCESSED
2021-06-28COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
2021-10-06TEAS SECTION 8 & 15 RECEIVED
2022-01-14CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2022-01-14REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
2022-01-14NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED