ETF DIRECT - Trademark Details
Status: 700 - Registered
Image for trademark with serial number 86372125
Serial Number
86372125
Registration Number
4929263
Word Mark
ETF DIRECT
Status
700 - Registered
Status Date
2016-03-29
Filing Date
2014-08-20
Registration Number
4929263
Registration Date
2016-03-29
Mark Drawing
4000 - Standard character mark Typeset
Attorney Name
Jeffrey C. Katz
Law Office Assigned Location Code
M90
Employee Name
HUSSAIN, TASNEEM
Statements
Disclaimer with Predetermined Text
"ETF"
Goods and Services
Providing financial trading and brokerage services on-line via the Internet involving exchange traded funds
Goods and Services
Providing an automated platform as a service (PAAS) featuring computer services, namely, providing an automated computer web-based platform which allows for the execution of trades involving exchange traded funds; providing an on-line non-downloadable Internet-based system application featuring technology which allows for the execution of trades involving exchange traded funds
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2014-09-03
Primary Code
036
First Use Anywhere Date
2015-08-30
First Use In Commerce Date
2015-08-30
International Class
042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services. - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2014-09-03
Primary Code
042
First Use Anywhere Date
2015-08-30
First Use In Commerce Date
2015-08-30
Current Trademark Owners
Party Name
COWEN EXECUTION SERVICES LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Trademark Owner History
Party Name
COWEN EXECUTION SERVICES LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
ConvergEx Execution Solutions LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
ConvergEx Execution Solutions LLC
Party Type
10 - Original Applicant
Legal Entity Type
16 - Limited Liability Company
Address
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Correspondences
Name
JEFFREY C. KATZ
Address
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Trademark Events
Event DateEvent Description
2014-08-23NEW APPLICATION ENTERED IN TRAM
2014-09-03NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2014-12-05ASSIGNED TO EXAMINER
2014-12-05NON-FINAL ACTION WRITTEN
2014-12-05NON-FINAL ACTION E-MAILED
2014-12-05NOTIFICATION OF NON-FINAL ACTION E-MAILED
2015-02-11TEAS RESPONSE TO OFFICE ACTION RECEIVED
2015-02-11CORRESPONDENCE RECEIVED IN LAW OFFICE
2015-02-11TEAS/EMAIL CORRESPONDENCE ENTERED
2015-03-08NON-FINAL ACTION WRITTEN
2015-03-08NON-FINAL ACTION E-MAILED
2015-03-08NOTIFICATION OF NON-FINAL ACTION E-MAILED
2015-05-21ASSIGNED TO EXAMINER
2015-08-25TEAS RESPONSE TO OFFICE ACTION RECEIVED
2015-08-25CORRESPONDENCE RECEIVED IN LAW OFFICE
2015-08-25TEAS/EMAIL CORRESPONDENCE ENTERED
2015-09-10FINAL REFUSAL WRITTEN
2015-09-10FINAL REFUSAL E-MAILED
2015-09-10NOTIFICATION OF FINAL REFUSAL EMAILED
2016-01-13TEAS REQUEST FOR RECONSIDERATION RECEIVED
2016-01-13CORRESPONDENCE RECEIVED IN LAW OFFICE
2016-01-13TEAS/EMAIL CORRESPONDENCE ENTERED
2016-01-13TEAS AMENDMENT OF USE RECEIVED
2016-01-14USE AMENDMENT FILED
2016-01-14AMENDMENT TO USE PROCESSING COMPLETE
2016-01-15USE AMENDMENT ACCEPTED
2016-01-15APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
2016-01-16NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
2016-02-18ASSIGNED TO LIE
2016-02-22LAW OFFICE PUBLICATION REVIEW COMPLETED
2016-03-29REGISTERED-SUPPLEMENTAL REGISTER
2017-09-27AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
2017-11-29ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2018-03-28ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2021-03-29COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED