C CETERA - Trademark Details
Status: 702 - Section 8 & 15-Accepted And Acknowledged
Image for trademark with serial number 85653699
Serial Number
85653699
Registration Number
4386542
Word Mark
C CETERA
Status
702 - Section 8 & 15-Accepted And Acknowledged
Status Date
2019-09-19
Filing Date
2012-06-15
Registration Number
4386542
Registration Date
2013-08-20
Mark Drawing
3000 - Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s) Typeset
Design Searches
260102, 260115, 260116, 260921 - Plain single line circles. Three circles. Circles touching or intersecting. Squares that are completely or partially shaded.
Published for Opposition Date
2013-06-04
Attorney Name
Dyan Finguerra-DuCharme
Law Office Assigned Location Code
L50
Employee Name
TENG, SIMON
Statements
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Description of Mark
The mark consists of four interlocking letter "C" designs in a cross-like shape with a square in the center. To the right is the word "Cetera".
Goods and Services
Business management services for professionals in the fields of clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors
Goods and Services
Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services
Classification Information
International Class
035 - Advertising; business management; business administration; office functions. - Advertising; business management; business administration; office functions.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2012-06-25
Primary Code
035
First Use Anywhere Date
2010-03-15
First Use In Commerce Date
2010-03-15
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2012-06-25
Primary Code
036
First Use Anywhere Date
2010-03-15
First Use In Commerce Date
2010-03-15
Current Trademark Owners
Party Name
Cetera Financial Holdings, Inc.
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Trademark Owner History
Party Name
Cetera Financial Holdings, Inc.
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Party Name
Cetera Financial Holdings, Inc.
Party Type
20 - Owner at Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
Cetera Financial Holdings, Inc.
Party Type
10 - Original Applicant
Legal Entity Type
03 - Corporation
Address
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Correspondences
Name
Dyan Finguerra-DuCharme
Address
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Prior Registrations
Relationship TypeReel Number
Prior Registration3953295
Prior Registration3953736
Prior Registration4089914
Trademark Events
Event DateEvent Description
2012-06-19NEW APPLICATION ENTERED IN TRAM
2012-06-25NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2012-06-26NOTICE OF DESIGN SEARCH CODE MAILED
2012-08-21TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2012-08-21ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2012-09-28ASSIGNED TO EXAMINER
2012-10-01NON-FINAL ACTION WRITTEN
2012-10-01NON-FINAL ACTION E-MAILED
2012-10-01NOTIFICATION OF NON-FINAL ACTION E-MAILED
2013-02-22TEAS RESPONSE TO OFFICE ACTION RECEIVED
2013-02-22CORRESPONDENCE RECEIVED IN LAW OFFICE
2013-02-22TEAS/EMAIL CORRESPONDENCE ENTERED
2013-03-15NON-FINAL ACTION WRITTEN
2013-03-15NON-FINAL ACTION E-MAILED
2013-03-15NOTIFICATION OF NON-FINAL ACTION E-MAILED
2013-04-09TEAS RESPONSE TO OFFICE ACTION RECEIVED
2013-04-17ASSIGNED TO LIE
2013-04-26CORRESPONDENCE RECEIVED IN LAW OFFICE
2013-04-26TEAS/EMAIL CORRESPONDENCE ENTERED
2013-04-26APPROVED FOR PUB - PRINCIPAL REGISTER
2013-05-01LAW OFFICE PUBLICATION REVIEW COMPLETED
2013-05-15NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
2013-06-04PUBLISHED FOR OPPOSITION
2013-06-04OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
2013-08-14ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2013-08-20REGISTERED-PRINCIPAL REGISTER
2014-05-07ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2016-02-03ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2016-06-08ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2018-08-20COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
2018-10-03ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2019-08-12TEAS SECTION 8 & 15 RECEIVED
2019-09-18CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2019-09-19REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
2019-09-19NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
2021-11-09TEAS CHANGE OF OWNER ADDRESS RECEIVED
2021-11-09TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2021-11-09ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2021-11-09TEAS CHANGE OF CORRESPONDENCE RECEIVED
2021-11-09APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED