ROCKEFELLER OCEAN FUND - Trademark Details
Status: 700 - Registered
Image for trademark with serial number 85444583
Serial Number
85444583
Registration Number
4918348
Word Mark
ROCKEFELLER OCEAN FUND
Status
700 - Registered
Status Date
2016-03-15
Filing Date
2011-10-11
Registration Number
4918348
Registration Date
2016-03-15
Mark Drawing
3000 - Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s) Typeset
Design Searches
010701, 021107 - Globes with outlines of continents. Hands, fingers and arms.
Published for Opposition Date
2013-06-18
Attorney Name
Andrew N. Fredbeck
Law Office Assigned Location Code
M20
Employee Name
BELLO, ZACHARY R
Statements
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Disclaimer with Predetermined Text
"OCEAN FUND"
Description of Mark
The mark consists of the words "ROCKEFELLER OCEAN FUND" together with a globe design featuring a hand.
Goods and Services
Financial services, namely, financial consultation, financial portfolio management, investment of funds for others, financial and investment information management for others, and management of separate accounts, capital investment funds, hedge funds, private equity funds and other collective investment vehicles; investment consultation; investment management and advisory services for discretionary and non-discretionary domestic and foreign accounts for high net worth individuals, corporations, partnerships, limited liability companies, charitable and not-for-profit institutions, trusts and estates; investment supervisory services in connection with open architecture programs, namely, investment advice, asset allocation, and financial analysis and consultation
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2011-10-17
Primary Code
036
First Use Anywhere Date
2011-11-17
First Use In Commerce Date
2011-11-17
Current Trademark Owners
Party Name
1979 FAMILY TRUST LICENSOR, LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Trademark Owner History
Party Name
1979 FAMILY TRUST LICENSOR, LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
Rockefeller & Co., Inc.
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Party Name
Rockefeller & Co., Inc.
Party Type
20 - Owner at Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
Rockefeller & Co., Inc.
Party Type
10 - Original Applicant
Legal Entity Type
03 - Corporation
Address
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Correspondences
Name
ANDREW N. FREDBECK
Address
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Prior Registrations
Relationship TypeReel Number
Prior Registration3809398
Prior Registration4016607
Trademark Events
Event DateEvent Description
2011-10-14NEW APPLICATION ENTERED IN TRAM
2011-10-17NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2011-10-18NOTICE OF DESIGN SEARCH CODE MAILED
2012-01-29ASSIGNED TO EXAMINER
2012-02-01NON-FINAL ACTION WRITTEN
2012-02-01NON-FINAL ACTION MAILED
2012-07-30TEAS RESPONSE TO OFFICE ACTION RECEIVED
2012-07-30CORRESPONDENCE RECEIVED IN LAW OFFICE
2012-07-31TEAS/EMAIL CORRESPONDENCE ENTERED
2012-08-19FINAL REFUSAL WRITTEN
2012-08-20FINAL REFUSAL MAILED
2013-02-13TEAS REQUEST FOR RECONSIDERATION RECEIVED
2013-02-13CORRESPONDENCE RECEIVED IN LAW OFFICE
2013-02-13TEAS/EMAIL CORRESPONDENCE ENTERED
2013-02-14NON-FINAL ACTION WRITTEN
2013-02-14NON-FINAL ACTION MAILED
2013-03-20TEAS RESPONSE TO OFFICE ACTION RECEIVED
2013-03-20CORRESPONDENCE RECEIVED IN LAW OFFICE
2013-03-21TEAS/EMAIL CORRESPONDENCE ENTERED
2013-05-01APPROVED FOR PUB - PRINCIPAL REGISTER
2013-05-09ASSIGNED TO LIE
2013-05-10LAW OFFICE PUBLICATION REVIEW COMPLETED
2013-05-29NOTICE OF PUBLICATION
2013-06-18PUBLISHED FOR OPPOSITION
2013-06-21TEAS POST PUBLICATION AMENDMENT RECEIVED
2013-07-09ASSIGNED TO PETITION STAFF
2013-07-16CHANGES/CORRECTIONS AFTER PUB APPROVAL ENTERED
2013-08-13NOA MAILED - SOU REQUIRED FROM APPLICANT
2014-02-12TEAS EXTENSION RECEIVED
2014-02-12EXTENSION 1 FILED
2014-02-12EXTENSION 1 GRANTED
2014-02-14NOTICE OF APPROVAL OF EXTENSION REQUEST MAILED
2014-08-12TEAS EXTENSION RECEIVED
2014-09-04CASE ASSIGNED TO INTENT TO USE PARALEGAL
2014-08-12EXTENSION 2 FILED
2014-09-05EXTENSION 2 GRANTED
2014-09-06NOTICE OF APPROVAL OF EXTENSION REQUEST MAILED
2015-02-12TEAS EXTENSION RECEIVED
2015-02-12EXTENSION 3 FILED
2015-02-20EXTENSION 3 GRANTED
2015-02-21NOTICE OF APPROVAL OF EXTENSION REQUEST MAILED
2015-08-11TEAS EXTENSION RECEIVED
2015-08-11EXTENSION 4 FILED
2015-08-18EXTENSION 4 GRANTED
2015-08-19NOTICE OF APPROVAL OF EXTENSION REQUEST MAILED
2016-01-06TEAS STATEMENT OF USE RECEIVED
2016-01-06USE AMENDMENT FILED
2016-01-19STATEMENT OF USE PROCESSING COMPLETE
2016-02-07ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
2016-02-09NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED
2016-03-15REGISTERED-PRINCIPAL REGISTER
2017-01-31CORRESPONDENCE RECEIVED IN LAW OFFICE
2017-04-05REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
2019-03-06AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP