Image Trademark with Serial Number 85184614
Status: 702 - Section 8 & 15-Accepted And Acknowledged
Serial Number
85184614
Registration Number
4218488
Word Mark
Status
702 - Section 8 & 15-Accepted And Acknowledged
Status Date
2018-11-28
Filing Date
2010-11-24
Registration Number
4218488
Registration Date
2012-10-02
Mark Drawing
2000 - Illustration: Drawing or design without any word(s)/letter(s)/ number(s)
Typeset
Design Searches
011525, 060101, 060303, 070309, 261702 - Other natural phenomena and observable events. Cliffs, rocks, walls of rock. Open sea, stretches of water without shore, multiple waves. Lighthouses. Wavy line(s), band(s) or bar(s).
Published for Opposition Date
2011-11-22
Attorney Name
Law Office Assigned Location Code
L70
Employee Name
SNYDER, NELSON B
Statements
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Description of Mark
The mark consists of a design of a stylized lighthouse with two lines at the top of the lighthouse representing rays of light. The lighthouse stands atop an angular curved line representing a cliff and a wavy line representing ocean waves.
Goods and Services
software tool for use by financial services institutions in identifying, assessing and monitoring regulatory compliance and compliance-related risks and in generating reports relating thereto; [ database software application that generates an overall money laundering and terrorist financing risk score and ranking for each country, territory, and jurisdiction for use by financial institutions in complying with the anti-money laundering and terrorist financing laws and regulations and that generates reports relating thereto; electronic database recorded on computer media featuring information for use by financial services institutions in complying with the anti-money laundering and terrorist financing laws and regulations; electronic database recorded on computer media featuring a list of countries, cities, towns, regions, and ports that are either sanctioned directly by government authorities or are located in sanctioned countries for use by financial services institutions in complying with the anti-money laundering and terrorist financing laws and regulations; electronic database recorded on computer media featuring a list of bank identification codes designating financial institutions that are either sanctioned directly by government authorities or are located in sanctioned countries for use by financial services institutions in complying with the anti-money laundering and terrorist financing laws and regulations; ] electronic downloadable publications, namely, newsletters and bulletins featuring topics in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries; [ electronic publications, namely, newsletters and bulletins featuring topics in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries recorded on computer media; ] audio recordings downloadable via the Internet featuring speeches in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries
Goods and Services
printed materials, namely, brochures, reports, bulletins, written articles, information sheets and speeches featuring topics in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries; printed publications, namely, newsletters and bulletins featuring topics in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries; printed periodicals featuring topics in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries
Goods and Services
Business consulting services; business consulting services provided to financial institutions in the area of anti-money laundering and terrorist financing compliance; providing business consulting in the field of business efficiency; consultancy services regarding business strategies; mergers and acquisitions advisory and consultancy services
Goods and Services
financial advisory and consulting services
Goods and Services
training services in the field of sanction and anti-money laundering (AML) compliance for business and control personnel to improve risk management, reduce regulatory risk and prevent terrorism; providing training and educational mentoring to professionals in the field of transaction monitoring, suspicious activity report (SAR) monitoring, and sanctions compliance; training and educational testing of financial services institutions personnel on sanctions compliance and in developing compliance structure for monitoring and tracking regulatory compliance and in identifying and assessing compliance-related risks; providing advanced training courses in the field of sanctions compliance, sanction rules violations, and the resolution and recording of escalated transactions; business training in the field of business efficiency
Goods and Services
providing temporary use online of non-downloadable software and regulatory compliance diagnostic software tools for use by financial services institutions in monitoring and tracking regulatory compliance and in identifying and assessing compliance-related risks; providing online non-downloadable software and regulatory compliance diagnostic software tools for use by financial services institutions in identifying, assessing and monitoring regulatory compliance and compliance-related risks and in generating reports related thereto
Goods and Services
Regulatory compliance consulting services, namely, consulting on standards and practices to assure compliance with financial services institutions laws and regulations; regulatory compliance services, namely, reviewing standards and practices to identify and assess compliance-related risks with respect to financial services institutions laws and regulations
Classification Information
International Class
009 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus. - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
US Class Codes
021, 023, 026, 036, 038
Class Status Code
6 - Active
Class Status Date
2010-11-30
Primary Code
009
First Use Anywhere Date
2010-12-31
First Use In Commerce Date
2010-12-31
International Class
016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); playing cards; printers' type; printing blocks. - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); playing cards; printers' type; printing blocks.
US Class Codes
002, 005, 022, 023, 029, 037, 038, 050
Class Status Code
6 - Active
Class Status Date
2010-11-30
Primary Code
016
First Use Anywhere Date
2011-01-31
First Use In Commerce Date
2011-01-30
International Class
035 - Advertising; business management; business administration; office functions. - Advertising; business management; business administration; office functions.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2010-11-30
Primary Code
035
First Use Anywhere Date
2011-01-30
First Use In Commerce Date
2011-01-30
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2010-11-30
Primary Code
036
First Use Anywhere Date
2011-01-07
First Use In Commerce Date
2011-01-07
International Class
041 - Education; providing of training; entertainment; sporting and cultural activities. - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes
100, 101, 107
Class Status Code
6 - Active
Class Status Date
2010-11-30
Primary Code
041
First Use Anywhere Date
2011-11-05
First Use In Commerce Date
2011-11-05
International Class
042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services. - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2010-11-30
Primary Code
042
First Use Anywhere Date
2011-11-05
First Use In Commerce Date
2011-11-05
International Class
045 - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals. - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2010-11-30
Primary Code
045
First Use Anywhere Date
2011-11-05
First Use In Commerce Date
2011-11-05
Current Trademark Owners
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
03 - Corporation
Address
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Trademark Owner History
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
03 - Corporation
Address
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Party Name
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
Party Type
20 - Owner at Publication
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
Party Type
10 - Original Applicant
Legal Entity Type
16 - Limited Liability Company
Address
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Correspondences
Name
Valerie Calloway
Address
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Trademark Events
| Event Date | Event Description |
| 2010-11-27 | NEW APPLICATION ENTERED IN TRAM |
| 2010-11-30 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| 2010-12-01 | NOTICE OF DESIGN SEARCH CODE MAILED |
| 2011-03-04 | ASSIGNED TO EXAMINER |
| 2011-03-06 | NON-FINAL ACTION WRITTEN |
| 2011-03-06 | NON-FINAL ACTION E-MAILED |
| 2011-03-06 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| 2011-07-14 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 2011-07-20 | ASSIGNED TO LIE |
| 2011-07-28 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 2011-07-28 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 2011-08-18 | FINAL REFUSAL WRITTEN |
| 2011-08-18 | FINAL REFUSAL E-MAILED |
| 2011-08-18 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| 2011-10-13 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| 2011-10-18 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 2011-10-18 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 2011-10-20 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| 2011-10-20 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| 2011-11-02 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| 2011-11-22 | PUBLISHED FOR OPPOSITION |
| 2011-11-22 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| 2012-01-17 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| 2012-07-17 | TEAS STATEMENT OF USE RECEIVED |
| 2012-08-07 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| 2012-07-17 | USE AMENDMENT FILED |
| 2012-08-07 | STATEMENT OF USE PROCESSING COMPLETE |
| 2012-08-23 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| 2012-08-28 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| 2012-08-29 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| 2012-10-02 | REGISTERED-PRINCIPAL REGISTER |
| 2014-12-11 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 2017-10-02 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| 2018-10-02 | TEAS SECTION 8 & 15 RECEIVED |
| 2018-10-13 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 2018-11-28 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 2018-11-28 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| 2019-06-26 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 2019-06-26 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 2019-09-25 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| 2021-10-02 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
