DIRECTIONAL ALPHA - Trademark Details
Status: 701 - Section 8-Accepted
Image for trademark with serial number 85148821
Serial Number
85148821
Registration Number
4043211
Word Mark
DIRECTIONAL ALPHA
Status
701 - Section 8-Accepted
Status Date
2018-01-23
Filing Date
2010-10-08
Registration Number
4043211
Registration Date
2011-10-18
Mark Drawing
4000 - Standard character mark Typeset
Published for Opposition Date
2011-04-19
Law Office Assigned Location Code
M60
Employee Name
SMITH, BRIDGETT G
Statements
Disclaimer with Predetermined Text
"ALPHA"
Goods and Services
Investment management and financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial, trading, and investment information services in the nature of a financial index, securities analysis, classification and reporting services, fund investing services, namely, investment of funds of others, consultation and advisory in the field of investing, maintaining escrow accounts for investments; financial consultancy services, namely, providing financial advice to accredited investors, high net worth individuals, and other investors; fundraising services, namely, raising capital for hedge funds, private equity, venture capital funds, and funds for others; research in the field of investing; financial planning, financial analysis and consultation, monetary consultation, monetary exchange, cash management, asset management; investment management, namely, investments in securities, fixed income and bonds, foreign exchange rates, financial derivatives, financially distressed or under performing assets and/or companies, acceptance of trusts, namely, estate trust management and trust management accounts, investment advice, financial risk management; fund management, namely, securities trading and investing services for others via the Internet, the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder, financial management of collective investment schemes, off-shore funds, domestic funds, hedge funds, private equity funds, venture capital funds, long-short funds, arbitrage funds, convertible funds, distressed debt funds, market neutral funds, multi-strategy funds, event-driven funds, and real-estate funds; financial portfolio management and asset allocation; corporate finance and mergers and acquisitions investments and advisory services, securities investment and financial management, namely, management of unit trusts and investment companies; securities trading in investments, stocks, unit trust securities, bonds, exchange-traded-funds (ETF), warrants, options, futures and other derivatives and over-the-counter derivatives; investment advising to others concerning investments in intangible business assets, both directly and indirectly through other entities; financial management; financial asset and investment management; financial appraisal, evaluation and analysis, namely, consultation relating to the appraisal of investments; provision of financial information, financial research, investment and financial research and advisory; commodity investment and advice; equity capital investment; financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, portfolio management, trading, rebalancing; financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and funds for equities, derivatives, foreign exchange rates and fixed income investments
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2010-10-13
Primary Code
036
First Use Anywhere Date
2011-09-02
First Use In Commerce Date
2011-09-02
Current Trademark Owners
Party Type
30 - Original Registrant
Address
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Trademark Owner History
Party Type
30 - Original Registrant
Address
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Party Type
20 - Owner at Publication
Address
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Party Type
10 - Original Applicant
Address
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Correspondences
Name
LOLO, FERNANDO WALTER
Address
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Trademark Events
Event DateEvent Description
2010-10-12NEW APPLICATION ENTERED IN TRAM
2010-10-13NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2011-01-19ASSIGNED TO EXAMINER
2011-01-27NON-FINAL ACTION WRITTEN
2011-01-27NON-FINAL ACTION E-MAILED
2011-01-27NOTIFICATION OF NON-FINAL ACTION E-MAILED
2011-02-05TEAS RESPONSE TO OFFICE ACTION RECEIVED
2011-02-05CORRESPONDENCE RECEIVED IN LAW OFFICE
2011-02-07TEAS/EMAIL CORRESPONDENCE ENTERED
2011-02-20TEAS WITHDRAWAL OF ATTORNEY RECEIVED
2011-02-20WITHDRAWAL OF ATTORNEY GRANTED
2011-02-22APPROVED FOR PUB - PRINCIPAL REGISTER
2011-03-12ASSIGNED TO LIE
2011-03-12LAW OFFICE PUBLICATION REVIEW COMPLETED
2011-03-30NOTICE OF PUBLICATION
2011-04-19PUBLISHED FOR OPPOSITION
2011-06-14NOA MAILED - SOU REQUIRED FROM APPLICANT
2011-09-02TEAS STATEMENT OF USE RECEIVED
2011-09-07CASE ASSIGNED TO INTENT TO USE PARALEGAL
2011-09-02USE AMENDMENT FILED
2011-09-07STATEMENT OF USE PROCESSING COMPLETE
2011-09-08ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
2011-09-10LAW OFFICE REGISTRATION REVIEW COMPLETED
2011-09-13NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED
2011-10-18REGISTERED-PRINCIPAL REGISTER
2018-01-04TEAS CHANGE OF CORRESPONDENCE RECEIVED
2018-01-04TEAS SECTION 8 RECEIVED
2018-01-22CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2018-01-23REGISTERED - SEC. 8 (6-YR) ACCEPTED
2018-01-23NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
2019-06-08TEAS CHANGE OF OWNER ADDRESS RECEIVED
2019-06-08APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2019-06-08TEAS CHANGE OF CORRESPONDENCE RECEIVED
2020-10-18COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED