C CETERA FINANCIAL GROUP - Trademark Details
Status: 800 - Registered And Renewed
Image for trademark with serial number 85016918
Serial Number
85016918
Registration Number
3953736
Word Mark
C CETERA FINANCIAL GROUP
Status
800 - Registered And Renewed
Status Date
2021-06-11
Filing Date
2010-04-19
Registration Number
3953736
Registration Date
2011-05-03
Mark Drawing
3000 - Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s) Typeset
Design Searches
260115, 260116, 260921 - Three circles. Circles touching or intersecting. Squares that are completely or partially shaded.
Published for Opposition Date
2010-11-09
Attorney Name
Dyan Finguerra-DuCharme
Law Office Assigned Location Code
M40
Employee Name
HESIK, APRIL ANNE
Statements
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Disclaimer with Predetermined Text
"FINANCIAL GROUP"
Description of Mark
The mark consists of four letter "C" designs and a square and the wording "CETERA FINANCIAL GROUP".
Goods and Services
Business management services, in connection with financial services and investment services, including but not limited to, business management services in connection with the following services: clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors
Goods and Services
Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services
Classification Information
International Class
035 - Advertising; business management; business administration; office functions. - Advertising; business management; business administration; office functions.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2010-04-22
Primary Code
035
First Use Anywhere Date
2010-03-15
First Use In Commerce Date
2010-03-15
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2010-04-22
Primary Code
036
First Use Anywhere Date
2010-03-15
First Use In Commerce Date
2010-03-15
Current Trademark Owners
Party Name
Cetera Financial Holdings, Inc.
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Trademark Owner History
Party Name
Cetera Financial Holdings, Inc.
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Party Name
Cetera Financial Holdings, Inc.
Party Type
20 - Owner at Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
Cetera Financial Holdings, Inc.
Party Type
10 - Original Applicant
Legal Entity Type
03 - Corporation
Address
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Correspondences
Name
Dyan Finguerra-DuCharme
Address
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Trademark Events
Event DateEvent Description
2010-04-22NEW APPLICATION ENTERED IN TRAM
2010-04-22NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2010-04-23NOTICE OF DESIGN SEARCH CODE MAILED
2010-05-27ASSIGNED TO EXAMINER
2010-05-28PRIORITY ACTION WRITTEN
2010-05-28PRIORITY ACTION E-MAILED
2010-05-28NOTIFICATION OF PRIORITY ACTION E-MAILED
2010-09-09TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2010-09-09ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2010-09-15TEAS AMENDMENT OF USE RECEIVED
2010-09-16USE AMENDMENT FILED
2010-09-16AMENDMENT TO USE PROCESSING COMPLETE
2010-09-15TEAS RESPONSE TO OFFICE ACTION RECEIVED
2010-09-23ASSIGNED TO LIE
2010-09-23CORRESPONDENCE RECEIVED IN LAW OFFICE
2010-09-23TEAS/EMAIL CORRESPONDENCE ENTERED
2010-09-23USE AMENDMENT ACCEPTED
2010-09-24NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
2010-10-04EXAMINERS AMENDMENT -WRITTEN
2010-10-04EXAMINERS AMENDMENT E-MAILED
2010-10-04NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
2010-10-04EXAMINER'S AMENDMENT ENTERED
2010-10-05APPROVED FOR PUB - PRINCIPAL REGISTER
2010-10-06LAW OFFICE PUBLICATION REVIEW COMPLETED
2010-11-09PUBLISHED FOR OPPOSITION
2010-11-09OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
2010-12-07EXTENSION OF TIME TO OPPOSE RECEIVED
2011-03-25EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED
2011-05-03REGISTERED-PRINCIPAL REGISTER
2013-08-14ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2014-05-07ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2016-02-03ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2016-06-08ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2016-11-11TEAS SECTION 8 & 15 RECEIVED
2017-01-21CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2017-01-21REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
2017-01-21NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
2018-10-03ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2020-05-03COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2021-03-08TEAS SECTION 8 & 9 RECEIVED
2021-06-11CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2021-06-11REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2021-06-11REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2021-06-11NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2021-11-09TEAS CHANGE OF OWNER ADDRESS RECEIVED
2021-11-09TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2021-11-09ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2021-11-09TEAS CHANGE OF CORRESPONDENCE RECEIVED
2021-11-09APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED