INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL - Trademark Details
Status: 800 - Registered And Renewed
Image for trademark with serial number 78943296
Serial Number
78943296
Registration Number
3393759
Word Mark
INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL
Status
800 - Registered And Renewed
Status Date
2018-07-26
Filing Date
2006-08-02
Registration Number
3393759
Registration Date
2008-03-04
Mark Drawing
4000 - Standard character mark Typeset
Law Office Assigned Location Code
M70
Employee Name
MORRIS, KRISTINA KLOIB
Statements
Certification Mark Statement
The certification mark, as used by authorized persons, certifies that the compliance professional has successfully completed certain educational programs, has a requisite amount of work experience, adheres to a code of ethics, has passed a certifying exam, has met a set of knowledge requirements and will meet continuing educational requirements.
Disclaimer with Predetermined Text
"COMPLIANCE PROFESSIONAL"
Goods and Services
financial regulatory compliance review
Classification Information
International Class
B - Services Certification Mark. - Services Certification Mark.
US Class Codes
B
Class Status Code
6 - Active
Class Status Date
2006-08-08
Primary Code
B
First Use Anywhere Date
2004-10-11
First Use In Commerce Date
2004-10-11
Current Trademark Owners
Party Name
Party Type
31 - 1st New Owner Entered After Registration
Address
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Trademark Owner History
Party Name
Party Type
31 - 1st New Owner Entered After Registration
Address
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Party Type
30 - Original Registrant
Address
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Party Type
10 - Original Applicant
Address
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Correspondences
Name
Shari A. Townsend
Address
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Trademark Events
Event DateEvent Description
2006-08-08NEW APPLICATION ENTERED IN TRAM
2006-11-28ASSIGNED TO EXAMINER
2006-12-11NON-FINAL ACTION WRITTEN
2006-12-11NON-FINAL ACTION E-MAILED
2007-06-11TEAS RESPONSE TO OFFICE ACTION RECEIVED
2007-06-22ASSIGNED TO LIE
2007-06-22CORRESPONDENCE RECEIVED IN LAW OFFICE
2007-06-22TEAS/EMAIL CORRESPONDENCE ENTERED
2007-07-17FINAL REFUSAL WRITTEN
2007-07-17FINAL REFUSAL E-MAILED
2007-07-17NOTIFICATION OF FINAL REFUSAL EMAILED
2008-01-17TEAS REQUEST FOR RECONSIDERATION RECEIVED
2008-01-17CORRESPONDENCE RECEIVED IN LAW OFFICE
2008-01-17TEAS/EMAIL CORRESPONDENCE ENTERED
2008-01-28APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
2008-01-28ASSIGNED TO LIE
2008-01-29LAW OFFICE PUBLICATION REVIEW COMPLETED
2008-03-04REGISTERED-SUPPLEMENTAL REGISTER
2011-03-02ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2011-11-09ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2014-04-16ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2014-05-21ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2014-06-04AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
2014-06-05TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2014-06-05ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2014-06-18TEAS CHANGE OF CORRESPONDENCE RECEIVED
2014-06-18TEAS SECTION 8 RECEIVED
2014-06-28CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2014-06-28REGISTERED - SEC. 8 (6-YR) ACCEPTED
2014-06-28NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
2017-03-04COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2018-03-03TEAS CHANGE OF CORRESPONDENCE RECEIVED
2018-03-03TEAS SECTION 8 & 9 RECEIVED
2018-03-16CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2018-03-17CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2018-04-24CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2018-05-01POST REGISTRATION ACTION MAILED - SEC. 8 & 9
2018-06-25TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
2018-07-09POST REGISTRATION ACTION MAILED - SEC. 8 & 9
2018-07-12TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
2018-07-26REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2018-07-26REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2018-07-26NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED