R ROTH - Trademark Details
Status: 800 - Registered And Renewed
Image for trademark with serial number 78871725
Serial Number
78871725
Registration Number
3554210
Word Mark
R ROTH
Status
800 - Registered And Renewed
Status Date
2019-08-01
Filing Date
2006-04-27
Registration Number
3554210
Registration Date
2008-12-30
Mark Drawing
3000 - Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s) Typeset
Design Searches
260118, 260121 - Three or more concentric circles. Circles that are totally or partially shaded.
Published for Opposition Date
2008-10-14
Attorney Name
Darren M. Geliebter
Law Office Assigned Location Code
M70
Employee Name
DWYER, JOHN D
Statements
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Goods and Services
Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services
Goods and Services
Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, insurance
Goods and Services
Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting educational conferences
Lining/Stippling Statement
The stippling is for shading purposes only.
Section 2(f) Limitation Statement
as to "ROTH"
Classification Information
International Class
035 - Advertising; business management; business administration; office functions. - Advertising; business management; business administration; office functions.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2008-06-04
Primary Code
035
First Use Anywhere Date
1984-01-15
First Use In Commerce Date
1984-01-15
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2006-05-03
Primary Code
036
First Use Anywhere Date
1984-01-15
First Use In Commerce Date
1984-01-15
International Class
041 - Education; providing of training; entertainment; sporting and cultural activities. - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes
100, 101, 107
Class Status Code
6 - Active
Class Status Date
2008-09-09
Primary Code
041
First Use Anywhere Date
1984-01-15
First Use In Commerce Date
1984-01-15
Current Trademark Owners
Party Name
Roth Capital Partners, LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Trademark Owner History
Party Name
Roth Capital Partners, LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Party Name
Roth Capital Partners, LLC
Party Type
20 - Owner at Publication
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Party Name
Roth Capital Partners, LLC
Party Type
10 - Original Applicant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Correspondences
Name
Darren M. Geliebter
Address
Please log in with your Justia account to see this address.
Trademark Events
Event DateEvent Description
2006-05-03NEW APPLICATION ENTERED IN TRAM
2006-05-04NOTICE OF DESIGN SEARCH CODE MAILED
2006-09-27ASSIGNED TO EXAMINER
2006-10-02NON-FINAL ACTION WRITTEN
2006-10-02NON-FINAL ACTION E-MAILED
2006-10-02NON-FINAL ACTION WRITTEN
2006-10-02NON-FINAL ACTION E-MAILED
2007-04-02TEAS RESPONSE TO OFFICE ACTION RECEIVED
2007-04-02CORRESPONDENCE RECEIVED IN LAW OFFICE
2007-04-03TEAS/EMAIL CORRESPONDENCE ENTERED
2007-05-03NON-FINAL ACTION WRITTEN
2007-05-03NON-FINAL ACTION E-MAILED
2007-11-05TEAS RESPONSE TO OFFICE ACTION RECEIVED
2007-11-05CORRESPONDENCE RECEIVED IN LAW OFFICE
2007-11-06TEAS/EMAIL CORRESPONDENCE ENTERED
2007-12-04EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED
2007-12-04EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED
2007-12-04NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED
2007-12-04ASSIGNED TO LIE
2007-12-04COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION ENTERED
2008-02-08TEAS CHANGE OF CORRESPONDENCE RECEIVED
2008-06-04TEAS RESPONSE TO OFFICE ACTION RECEIVED
2008-06-04CORRESPONDENCE RECEIVED IN LAW OFFICE
2008-06-04TEAS/EMAIL CORRESPONDENCE ENTERED
2008-07-03FINAL REFUSAL WRITTEN
2008-07-03FINAL REFUSAL E-MAILED
2008-07-03NOTIFICATION OF FINAL REFUSAL EMAILED
2008-07-09TEAS REQUEST FOR RECONSIDERATION RECEIVED
2008-07-09CORRESPONDENCE RECEIVED IN LAW OFFICE
2008-07-10TEAS/EMAIL CORRESPONDENCE ENTERED
2008-07-11APPROVED FOR PUB - PRINCIPAL REGISTER
2008-07-14LAW OFFICE PUBLICATION REVIEW COMPLETED
2008-07-28WITHDRAWN FROM PUB - OG REVIEW QUERY
2008-08-19PREVIOUS ALLOWANCE COUNT WITHDRAWN
2008-08-28SUBSEQUENT FINAL REFUSAL WRITTEN
2008-08-28SUBSEQUENT FINAL EMAILED
2008-08-28NOTIFICATION OF SUBSEQUENT FINAL EMAILED
2008-09-09TEAS REQUEST FOR RECONSIDERATION RECEIVED
2008-09-09CORRESPONDENCE RECEIVED IN LAW OFFICE
2008-09-09TEAS/EMAIL CORRESPONDENCE ENTERED
2008-09-09APPROVED FOR PUB - PRINCIPAL REGISTER
2008-09-10LAW OFFICE PUBLICATION REVIEW COMPLETED
2008-09-24NOTICE OF PUBLICATION
2008-10-14PUBLISHED FOR OPPOSITION
2008-12-30REGISTERED-PRINCIPAL REGISTER
2009-02-12TEAS CHANGE OF CORRESPONDENCE RECEIVED
2010-12-23TEAS CHANGE OF CORRESPONDENCE RECEIVED
2014-12-30TEAS SECTION 8 & 15 RECEIVED
2015-01-06TEAS CHANGE OF CORRESPONDENCE RECEIVED
2015-01-15CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2015-01-15REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
2015-01-15NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
2017-12-30COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2019-07-01TEAS SECTION 8 & 9 RECEIVED
2019-08-01CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2019-08-01REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2019-08-01REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2019-08-01NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED