GUGGENHEIM SECURITIES - Trademark Details
Status: 800 - Registered And Renewed
Image for trademark with serial number 77896796
Serial Number
77896796
Registration Number
3935451
Word Mark
GUGGENHEIM SECURITIES
Status
800 - Registered And Renewed
Status Date
2021-01-09
Filing Date
2009-12-18
Registration Number
3935451
Registration Date
2011-03-22
Mark Drawing
4000 - Standard character mark Typeset
Published for Opposition Date
2010-05-18
Attorney Name
Richard Y. Kim
Law Office Assigned Location Code
M40
Employee Name
ULRICH, NANCY G
Statements
Disclaimer with Predetermined Text
"SECURITIES"
Goods and Services
Providing information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online electronic databases in the fields of finance, banking, asset management and investment
Section 2(f) Limitation Statement
as to "GUGGENHEIM"
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2009-12-24
Primary Code
036
First Use Anywhere Date
2009-07-31
First Use In Commerce Date
2009-07-31
Current Trademark Owners
Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Trademark Owner History
Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
20 - Owner at Publication
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
10 - Original Applicant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Correspondences
Name
Richard Y. Kim
Address
Please log in with your Justia account to see this address.
Prior Registrations
Relationship TypeReel Number
Prior Registration3110878
Prior Registration3121127
Prior Registration3712544
Trademark Events
Event DateEvent Description
2009-12-22NEW APPLICATION ENTERED IN TRAM
2009-12-24NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2010-03-19ASSIGNED TO EXAMINER
2010-03-24APPROVED FOR PUB - PRINCIPAL REGISTER
2010-04-10ASSIGNED TO LIE
2010-04-10LAW OFFICE PUBLICATION REVIEW COMPLETED
2010-05-18PUBLISHED FOR OPPOSITION
2010-05-18OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
2010-07-13NOA E-MAILED - SOU REQUIRED FROM APPLICANT
2011-01-04TEAS STATEMENT OF USE RECEIVED
2011-01-04TEAS EXTENSION RECEIVED
2011-01-28CASE ASSIGNED TO INTENT TO USE PARALEGAL
2011-01-04EXTENSION 1 FILED
2011-01-28EXTENSION 1 GRANTED
2011-01-04USE AMENDMENT FILED
2011-01-28STATEMENT OF USE PROCESSING COMPLETE
2011-01-29NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
2011-02-16ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
2011-02-17LAW OFFICE REGISTRATION REVIEW COMPLETED
2011-02-18NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
2011-03-22REGISTERED-PRINCIPAL REGISTER
2017-02-06TEAS SECTION 8 & 15 RECEIVED
2017-04-04CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2017-04-10REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
2017-04-10NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
2020-03-22COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2020-04-24TEAS CHANGE OF OWNER ADDRESS RECEIVED
2020-04-24TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2020-04-24ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2020-04-24TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
2020-04-24TEAS CHANGE OF CORRESPONDENCE RECEIVED
2020-04-24APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2020-06-11REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
2020-10-16TEAS SECTION 8 & 9 RECEIVED
2021-01-09CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2021-01-09REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2021-01-09REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2021-01-10NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED