LPL FINANCIAL - Trademark Details
Status: 800 - Registered And Renewed
Image for trademark with serial number 77313189
Serial Number
77313189
Registration Number
3662425
Word Mark
LPL FINANCIAL
Status
800 - Registered And Renewed
Status Date
2019-07-27
Filing Date
2007-10-25
Registration Number
3662425
Registration Date
2009-08-04
Mark Drawing
3000 - Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s) Typeset
Design Searches
260921, 261709 - Squares that are completely or partially shaded. Curved line(s), band(s) or bar(s).
Published for Opposition Date
2009-05-19
Attorney Name
Timothy J. Lyden
Law Office Assigned Location Code
M80
Employee Name
BULLOFF, TOBY ELLEN
Statements
Amendment to a Registration/Renewal Certificate
The drawing is amended to appear as follows: PUBLISH NEW CUT.
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Disclaimer with Predetermined Text
"FINANCIAL"
Description of Mark
The mark consists of a small shaded square to the left and inside a shaded inverted "L" to the left and inside a larger shaded inverted "L", in total, giving the appearance of a partially shaded square with the lettering and word "LPL FINANCIAL" to the right.
Goods and Services
Financial advice and financial management services; investment of funds for others; financial planning; investment advisory services; financial asset management services; and research services, namely, conducting research related to financial information, financial investment information, the performance of investment vehicles, and financial market data
Goods and Services
Technology services, namely, providing online non-downloadable proprietary computer software for use in the field of financial investment advisory and brokerage services, namely, for managing, analyzing, tracking, organizing and/or structuring investments and information related to investments and to the performance of investment vehicles, and for use in providing access to online investment information
Pseudo Mark
LINSCO/PRIVATE LEDGER FINANCIAL
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2007-10-30
Primary Code
036
First Use Anywhere Date
2008-01-01
First Use In Commerce Date
2008-01-01
International Class
042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services. - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2008-08-18
Primary Code
042
First Use Anywhere Date
2008-01-01
First Use In Commerce Date
2008-01-01
Current Trademark Owners
Party Name
LPL Financial LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Trademark Owner History
Party Name
LPL Financial LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
LPL FINANCIAL CORPORATION
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Party Name
LPL FINANCIAL CORPORATION
Party Type
20 - Owner at Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
LPL FINANCIAL CORPORATION
Party Type
11 - 1st New Owner Before Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
Linsco/Private Ledger Corp
Party Type
10 - Original Applicant
Legal Entity Type
03 - Corporation
Address
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Correspondences
Name
Timothy J. Lyden
Address
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Prior Registrations
Relationship TypeReel Number
Prior Registration1801076
Prior Registration2017682
Prior Registration2829547
Trademark Events
Event DateEvent Description
2007-10-30NEW APPLICATION ENTERED IN TRAM
2007-10-31NOTICE OF DESIGN SEARCH CODE MAILED
2008-02-06ASSIGNED TO EXAMINER
2008-02-06ASSIGNED TO EXAMINER
2008-02-11NON-FINAL ACTION WRITTEN
2008-02-11NON-FINAL ACTION E-MAILED
2008-02-11NOTIFICATION OF NON-FINAL ACTION E-MAILED
2008-08-06AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
2008-08-08PAPER RECEIVED
2008-08-18ASSIGNED TO LIE
2008-08-18CORRESPONDENCE RECEIVED IN LAW OFFICE
2008-08-18AMENDMENT FROM APPLICANT ENTERED
2008-09-30NON-FINAL ACTION WRITTEN
2008-09-30NON-FINAL ACTION E-MAILED
2008-09-30NOTIFICATION OF NON-FINAL ACTION E-MAILED
2008-08-08USE AMENDMENT FILED
2008-09-30AMENDMENT TO USE PROCESSING COMPLETE
2008-10-06USE AMENDMENT ACCEPTED
2009-03-30TEAS RESPONSE TO OFFICE ACTION RECEIVED
2009-03-31CORRESPONDENCE RECEIVED IN LAW OFFICE
2009-03-31TEAS/EMAIL CORRESPONDENCE ENTERED
2009-04-09ASSIGNED TO EXAMINER
2009-04-10APPROVED FOR PUB - PRINCIPAL REGISTER
2009-04-10ASSIGNED TO LIE
2009-04-10LAW OFFICE PUBLICATION REVIEW COMPLETED
2009-04-29NOTICE OF PUBLICATION
2009-04-29TEAS CHANGE OF CORRESPONDENCE RECEIVED
2009-05-19PUBLISHED FOR OPPOSITION
2009-08-04REGISTERED-PRINCIPAL REGISTER
2011-05-25ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2012-08-08TEAS CHANGE OF OWNER ADDRESS RECEIVED
2012-08-08APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2015-05-13TEAS SECTION 8 & 15 RECEIVED
2015-05-28CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2015-05-28REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
2015-05-28NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
2016-06-01TEAS SECTION 7 REQUEST RECEIVED
2016-08-17CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2016-09-01AMENDMENT UNDER SECTION 7 ¿ PROCESSED
2018-08-04COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2019-06-24TEAS SECTION 8 & 9 RECEIVED
2019-07-27CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2019-07-27REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2019-07-27REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2019-07-27NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2021-06-23TEAS CHANGE OF OWNER ADDRESS RECEIVED
2021-06-23TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2021-06-23ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2021-06-23TEAS CHANGE OF CORRESPONDENCE RECEIVED
2021-06-23APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED