SWS FINANCIAL SERVICES - Trademark Details
Status: 800 - Registered And Renewed
Image for trademark with serial number 76291359
Serial Number
76291359
Registration Number
2701231
Word Mark
SWS FINANCIAL SERVICES
Status
800 - Registered And Renewed
Status Date
2013-04-09
Filing Date
2001-07-27
Registration Number
2701231
Registration Date
2003-03-25
Mark Drawing
1000 - Typeset: Word(s)/letter(s)/number(s) Typeset
Published for Opposition Date
2002-02-12
Attorney Name
Gregory J. Krabacher
Law Office Assigned Location Code
L60
Employee Name
DONNELL, RICHARD S
Statements
Disclaimer with Predetermined Text
"FINANCIAL SERVICES"
Goods and Services
Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services; securities and financial clearing services; financial advisory services; financial consultation services; investment account planning
Pseudo Mark
SWS FINANCIAL SERVICES
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2001-08-09
Primary Code
036
First Use Anywhere Date
1999-03-17
First Use In Commerce Date
1999-04-08
Current Trademark Owners
Party Name
SWS PARTNERS, LLC
Party Type
32 - 2nd New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Trademark Owner History
Party Name
SWS PARTNERS, LLC
Party Type
32 - 2nd New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Party Name
HILLTOP SECURITIES HOLDINGS LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Party Name
SWS Group, Inc.
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
Please log in with your Justia account to see this address.
Party Name
SWS Group, Inc.
Party Type
21 - 1st New Owner After Publication
Legal Entity Type
03 - Corporation
Address
Please log in with your Justia account to see this address.
Party Name
Southwest Securities Group, Inc.
Party Type
20 - Owner at Publication
Legal Entity Type
03 - Corporation
Address
Please log in with your Justia account to see this address.
Party Name
Southwest Securities Group, Inc.
Party Type
10 - Original Applicant
Legal Entity Type
03 - Corporation
Address
Please log in with your Justia account to see this address.
Correspondences
Name
Gregory J. Krabacher
Address
Please log in with your Justia account to see this address.
Prior Registrations
Relationship TypeReel Number
Prior Registration2358973
Prior Registration2358974
Prior Registration2418656
Trademark Events
Event DateEvent Description
2001-09-07ASSIGNED TO EXAMINER
2001-09-10EXAMINER'S AMENDMENT MAILED
2001-09-20APPROVED FOR PUB - PRINCIPAL REGISTER
2002-01-23NOTICE OF PUBLICATION
2002-02-12PUBLISHED FOR OPPOSITION
2002-05-07NOA MAILED - SOU REQUIRED FROM APPLICANT
2002-11-12PAPER RECEIVED
2002-11-07USE AMENDMENT FILED
2003-01-07STATEMENT OF USE PROCESSING COMPLETE
2003-01-10ASSIGNED TO EXAMINER
2003-01-10ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
2003-03-25REGISTERED-PRINCIPAL REGISTER
2008-05-01CASE FILE IN TICRS
2008-08-27TEAS SECTION 8 & 15 RECEIVED
2008-09-04ASSIGNED TO PARALEGAL
2008-09-10REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
2013-03-25TEAS CHANGE OF CORRESPONDENCE RECEIVED
2013-03-25TEAS SECTION 8 & 9 RECEIVED
2013-04-09CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2013-04-09REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2013-04-09REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2013-04-09NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2015-04-21TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
2015-04-22REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD
2018-11-28AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
2019-04-22TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2019-04-22ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2019-04-24AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP